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105 East Road, Stephenville, TX 76401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-09-06 |
| TX | RA | APPROVED | 2016-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwestern Advisory Group | Stephenville | TX | 03/2016 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2016 | 12/2019 |
1. Southwestern Enterprises,-Holding Company-105 East Road, Stephenville, TX 76401-Holding Company-Managing Member-3/2014-200 hrs/mth-8hrs/day during trading hrs-Review Books & Records. 2. Stephenville Economic Development-Not investment related-Stephenville, TX 76401-Foundation-Board member-1/2014-1-9 hrs/mth-100% during trading hrs-community development & engagement 3. Texas Association of School Boards (TASB)-Not investment related-Austin, TX 78767-Education-Member of the Legislative Advisory Council (LAC)-3/2016-1-9 hrs/mth-0 during trading hrs-Determine & omplement regional and statewide legislative parties 4. Ancient free & accepted masons-not investment related-Stephenville, TX 76401-1/2012-1-9 hrs/mth-100% during trading hrs-General duties of a foundation advisor 5. Stephenville Independent School District-Not investment related-Stephenville, TX 76401-Education-Board member-1/2014-1-9 hrs/mth-0 during trading hrs-General duties for a school board member 6. Parks Southwestern Management Services, LLC. Not investment related. Bookeeping, payroll, bill payments, benefits and expense management.105 East Road, Stephenville, TX 76401. Managing Member. 32 hours.month 8 during trading. Bookeeping, payroll, bill payments, benefits, expense management, record keeping, registered agent services, executive office, human resources and other various third-party business management services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-02 |
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