Regan Michael Takes

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2021
  Heacock & Jones Financial Services, Inc.
  Dubuque, IA
• 04/2026 → Present
  Intersect Wealth Advisors
  Dubuque, IA
• 04/2026 → Present
  Mariner Platform Solutions
  Overland Park, KS
• 02/2025 → 04/2026
  Umb Bank
  Kansas City, MO
• 08/2021 → 10/2025
  Dubuque Bank & Trust
  Dubuque, IA

Previous Registrations

• 2019-05-03 → 2021-07-28
  Heacock & Jones Financial Services, Inc.
  Dubuque, IA

Other Businesses

Intersect Wealth Advisors; Investment related, Dubuque, IA, Offering investment services through Mariner Platform Solutions, Start date; 04/2026, 160 hours per month during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-03

Designations

• Certified Financial Planner