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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-10 |
Branch Locations
1793 East Main Street, Grass Valley, CA 95945 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cox Media Group | Atlanta | GA | 04/2016 | 05/2018 |
| Unemployed | Grass Valley | CA | 05/2018 | 12/2018 |
| Raymond James Financial Services Inc. | Grass Valley | VA | 12/2018 | Present |
| Raymond James Financial Services Advisors | Grass Valley | CA | 09/2021 | Present |
(1)Name of Business: Address: 1793 E Main St, Grass Valley, CA, 95945-5190, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 11/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide notary services for the public upon request. (2)Name of Business: Sams Capital Asset Management Inc. (DBA Sams Investment Strategies) Address: 1793 East Main Street, Grass Valley, CA, 95945, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/10/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist FA/Branch Manager in helping construct personalized financial plans, assist in trade execution, assist in portfolio rebalancing, continue to serve customers by setting meetings, money movement, check deposits, and helping answer general questions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-09 |
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