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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-10
  • CA RA
    APPROVED
    Since 2021-09-10

Branch Locations

1793 East Main Street, Grass Valley, CA 95945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cox Media Group Atlanta GA 04/2016 05/2018
Unemployed Grass Valley CA 05/2018 12/2018
Raymond James Financial Services Inc. Grass Valley VA 12/2018 Present
Raymond James Financial Services Advisors Grass Valley CA 09/2021 Present
  • 04/2016 → 05/2018
    Cox Media Group
    Atlanta, GA
  • 05/2018 → 12/2018
    Unemployed
    Grass Valley, CA
  • 12/2018 → Present
    Raymond James Financial Services Inc.
    Grass Valley, VA
  • 09/2021 → Present
    Raymond James Financial Services Advisors
    Grass Valley, CA
Other Businesses

(1)Name of Business: Address: 1793 E Main St, Grass Valley, CA, 95945-5190, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 11/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide notary services for the public upon request. (2)Name of Business: Sams Capital Asset Management Inc. (DBA Sams Investment Strategies) Address: 1793 East Main Street, Grass Valley, CA, 95945, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/10/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist FA/Branch Manager in helping construct personalized financial plans, assist in trade execution, assist in portfolio rebalancing, continue to serve customers by setting meetings, money movement, check deposits, and helping answer general questions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-09
  • S66 Uniform Combined State Law Examination
    2021-09-09

View on SEC IAPD

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