Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-11-14
NH RA APPROVED 2024-11-14
  • ME RA
    APPROVED
    Since 2024-11-14
  • NH RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

Dover, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co, Inc Portsmouth NH 12/2018 04/2021
Kensington Investment Company Kensington NH 06/2018 11/2018
Statey Bar & Grill Portsmouth NH 04/2018 06/2018
Sodexo Portsmouth NH 02/2018 04/2018
Nibblesworth Portsmouth NH 08/2017 01/2018
Earth Eagle Brewings Portsmouth NH 01/2016 08/2017
Pruco Securities, Llc. Bedford NH 06/2021 11/2024
Prudential Insurance Company Of America Bedford NH 06/2021 Present
Lpl Enterprise, Llc Dover NH 11/2024 Present
  • 12/2018 → 04/2021
    Portsmouth, NH
  • 06/2018 → 11/2018
    Kensington Investment Company
    Kensington, NH
  • 04/2018 → 06/2018
    Statey Bar & Grill
    Portsmouth, NH
  • 02/2018 → 04/2018
    Sodexo
    Portsmouth, NH
  • 08/2017 → 01/2018
    Nibblesworth
    Portsmouth, NH
  • 01/2016 → 08/2017
    Earth Eagle Brewings
    Portsmouth, NH
  • 06/2021 → 11/2024
    Bedford, NH
  • 06/2021 → Present
    Prudential Insurance Company Of America
    Bedford, NH
  • 11/2024 → Present
    Dover, NH
Previous Registrations
Other Businesses

1) 08/16/2024 - Cape Neddick Country Club - Bartender - Outside/W-2 Employment - Non Inv Related - At Dover, NH - Start Date 04/27/2024 - 40hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-19
  • S66 Uniform Combined State Law Examination
    2019-07-19
Other Names
  • Floyd Caron

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wakefield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor