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Matthew David Windhaus

Ameriprise Financial Services, LLC

Henderson, KY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-09-18
  • KY RA
    APPROVED
    Since 2020-09-18

Branch Locations

238 2Nd Street, Henderson, KY 42420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Henderson KY 12/2018 Present
Windhaus Insurance - State Farm Evansville IN 12/2017 12/2018
State Farm Bloomington IL 07/2017 11/2017
Field & Main Bank Henderson KY 08/2011 06/2017
  • 12/2018 → Present
    Ameriprise Financial Services, Llc
    Henderson, KY
  • 12/2017 → 12/2018
    Windhaus Insurance - State Farm
    Evansville, IN
  • 07/2017 → 11/2017
    State Farm
    Bloomington, IL
  • 08/2011 → 06/2017
    Field & Main Bank
    Henderson, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-15
  • S66 Uniform Combined State Law Examination
    2020-07-15
Other Names
  • Matthew Windhaus

View on SEC IAPD

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FIFTH THIRD SECURITIES, INC.
EDWARD JONES
ROBERT W. BAIRD & CO. INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

WALTER JOSEPH GOELTZ
ELIZABETH ANN GOELTZ
BRADLEY SHAWN STATON
CHRISTOPHER MATTHEW MEUTH
ERICK TIMOTHY DALTON
DAVID ANDREW SUTTON
DANIEL WADE WRING
Scott Audas

Other Offices

CENTAURUS FINANCIAL, INC. · HENDERSON, KY
LPL FINANCIAL LLC · HENDERSON, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Henderson, KY
OSAIC WEALTH, INC. · HENDERSON, KY
FIFTH THIRD SECURITIES, INC. · HENDERSON, KY
LPL FINANCIAL LLC · HENDERSON, KY
EDWARD JONES · HENDERSON, KY
ROBERT W. BAIRD & CO. INCORPORATED · HENDERSON, KY

More in Henderson, KY

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