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Matthew David Windhaus

Ameriprise Financial Services, LLC

Henderson, KY

CRD 7051244

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-09-18
  • KY RA
    APPROVED
    Since 2020-09-18

Branch Locations

238 2Nd Street, Henderson, KY 42420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Henderson KY 12/2018 Present
Windhaus Insurance - State Farm Evansville IN 12/2017 12/2018
State Farm Bloomington IL 07/2017 11/2017
Field & Main Bank Henderson KY 08/2011 06/2017
  • 12/2018 → Present
    Ameriprise Financial Services, Llc
    Henderson, KY
  • 12/2017 → 12/2018
    Windhaus Insurance - State Farm
    Evansville, IN
  • 07/2017 → 11/2017
    State Farm
    Bloomington, IL
  • 08/2011 → 06/2017
    Field & Main Bank
    Henderson, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-15
  • S66 Uniform Combined State Law Examination
    2020-07-15
Other Names
  • Matthew Windhaus

View on SEC IAPD

Nearby Firms

CENTAURUS FINANCIAL, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

WALTER JOSEPH GOELTZ
ELIZABETH ANN GOELTZ
BRADLEY SHAWN STATON

Nearby Offices

CENTAURUS FINANCIAL, INC. · HENDERSON, KY
LPL FINANCIAL LLC · HENDERSON, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Henderson, KY

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