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Jacob Robert-Thomas Baker

Charles Schwab & Co., Inc.

Greensboro, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-11
  • NC RA
    APPROVED
    Since 2023-08-11

Branch Locations

3328 W. Friendly Ave Suite 111, Greensboro, NC 27410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Durham NC 12/2018 07/2021
Veritude Llc / Fidelity Investments Durham NC 09/2017 12/2018
Bakers Tractor And Trailer Repair Farmville NC 04/2016 07/2017
Charles Schwab & Co., Inc. Greensboro NC 09/2021 01/2023
Charles Schwab Bank, Ssb Greensboro NC 09/2021 01/2023
Td Ameritrade, Inc. Greensboro NC 01/2023 09/2023
Td Ameritrade Investment Management, Llc Greensboro NC 01/2023 09/2023
Charles Schwab & Co., Inc Greensboro NC 08/2023 Present
Charles Schwab Bank, Ssb Greensboro NC 09/2023 Present
  • 12/2018 → 07/2021
    Fidelity Brokerage Services Llc
    Durham, NC
  • 09/2017 → 12/2018
    Veritude Llc / Fidelity Investments
    Durham, NC
  • 04/2016 → 07/2017
    Bakers Tractor And Trailer Repair
    Farmville, NC
  • 09/2021 → 01/2023
    Charles Schwab & Co., Inc.
    Greensboro, NC
  • 09/2021 → 01/2023
    Charles Schwab Bank, Ssb
    Greensboro, NC
  • 01/2023 → 09/2023
    Td Ameritrade, Inc.
    Greensboro, NC
  • 01/2023 → 09/2023
    Td Ameritrade Investment Management, Llc
    Greensboro, NC
  • 08/2023 → Present
    Charles Schwab & Co., Inc
    Greensboro, NC
  • 09/2023 → Present
    Charles Schwab Bank, Ssb
    Greensboro, NC
Previous Registrations
  • 2023-01-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Greensboro, NC
  • 2021-10-26 → 2023-01-05
    Charles Schwab & Co., Inc.
    Charlotte, NC
    Greensboro, NC
  • 2019-05-02 → 2021-08-02
    Fidelity Personal And Workplace Advisors
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
  • S66 Uniform Combined State Law Examination
    2019-03-01
Other Names
  • Jacob Robert Thomas Baker
  • Jacob Baker

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

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