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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-02 |
| OR | RA | APPROVED | 2024-08-30 |
| FL | RA | APPROVED | 2021-11-10 |
| AZ | RA | APPROVED | 2021-11-09 |
| MT | RA | APPROVED | 2021-11-04 |
| TX | RA | APPROVED | 2021-11-04 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
825 Great Northern Blvd. Suite 201, Helena, MT 59601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Helena | MT | 12/2018 | 11/2021 |
| Wells Fargo Wealth Mangement | Helena | MT | 08/1989 | 12/2018 |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 11/2021 | Present |
| M. S. Howells & Co | Scottsdale | AZ | 12/2021 | 09/2025 |
| Ashton Thomas Securities, Llc | Rochester | NY | 09/2025 | Present |
1. CO-TRUSTEE OF DECEASED FRIENDS EDUCATION TRUST FBO HIS 4 CHILDREN; NON INVESTMENT-RELATED; HELENA, MT; CO-TRUSTEE; 12/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. 2. Ashton Thomas Securities, LLC; Yes, Investment-Related; 200 Canal View Boulevard, Suite 204, Rochester, NY 14623; Broker-Dealer; Registered Representative; 09/02/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-28 |
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