Michael Jason Wong

Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

Current Employers

Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-02
OR	RA	APPROVED	2024-08-30
FL	RA	APPROVED	2021-11-10
AZ	RA	APPROVED	2021-11-09
MT	RA	APPROVED	2021-11-04
TX	RA	APPROVED	2021-11-04

CA RA
APPROVED

Since 2025-09-02
OR RA
APPROVED

Since 2024-08-30
FL RA
APPROVED

Since 2021-11-10
AZ RA
APPROVED

Since 2021-11-09
MT RA
APPROVED

Since 2021-11-04
TX RA
APPROVED

Since 2021-11-04

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

825 Great Northern Blvd. Suite 201, Helena, MT 59601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Helena	MT	12/2018	11/2021
Wells Fargo Wealth Mangement	Helena	MT	08/1989	12/2018
Ashton Thomas Private Wealth	Scottsdale	AZ	11/2021	Present
M. S. Howells & Co	Scottsdale	AZ	12/2021	09/2025
Ashton Thomas Securities, Llc	Rochester	NY	09/2025	Present

12/2018 → 11/2021

Wells Fargo Clearing Services, Llc

Helena, MT
08/1989 → 12/2018

Wells Fargo Wealth Mangement

Helena, MT
11/2021 → Present

Ashton Thomas Private Wealth

Scottsdale, AZ
12/2021 → 09/2025

M. S. Howells & Co

Scottsdale, AZ
09/2025 → Present

Ashton Thomas Securities, Llc

Rochester, NY

Previous Registrations

2019-01-02 → 2021-11-15

Wells Fargo Clearing Services, Llc

Helena, MT

Billings, MT

Boise, ID

Helena, MT

Helena, MT

Other Businesses

1. CO-TRUSTEE OF DECEASED FRIENDS EDUCATION TRUST FBO HIS 4 CHILDREN; NON INVESTMENT-RELATED; HELENA, MT; CO-TRUSTEE; 12/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. 2. Ashton Thomas Securities, LLC; Yes, Investment-Related; 200 Canal View Boulevard, Suite 204, Rochester, NY 14623; Broker-Dealer; Registered Representative; 09/02/2025.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-28

S66 Uniform Combined State Law Examination

2018-12-28

Designations

Personal Financial Specialist
Chartered Financial Analyst

Other Names

Mike Jason Wong

View on SEC IAPD