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Jason Michael Mahn

Northrock Partners, LLC

Appleton, WI

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-21
CA RA APPROVED 2024-02-12
MN RA APPROVED 2023-01-05
WI RA APPROVED 2022-02-04
  • IL RA
    APPROVED
    Since 2024-02-21
  • CA RA
    APPROVED
    Since 2024-02-12
  • MN RA
    APPROVED
    Since 2023-01-05
  • WI RA
    APPROVED
    Since 2022-02-04

Branch Locations

4915 West Grande Market Drive, Appleton, WI 54913 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plexus Corp. Neenah WI 09/2015 11/2018
Rbc Capital Markets, Llc. Appleton WI 12/2018 02/2022
City National Bank Appleton WI 05/2019 02/2022
Northrock Partners, Llc Appleton WI 02/2022 Present
Previous Registrations
Other Businesses

Maintains current Wisconsin insurance license for Accident & Health, Life and Variable contracts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-15
  • S66 Uniform Combined State Law Examination
    2019-02-15

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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