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227 North Santa Fe, Salina, KS 67401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-02-01 |
Branch Locations
227 North Santa Fe, Salina, KS 67401 • United States
115 N. Kansas, Norton, KS 67654 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinson Lawn Care | Phillipsburg | KS | 03/2008 | 11/2018 |
| Rangeland Coop | Phillipsburg | KS | 05/2013 | 08/2018 |
| Kansas State High School Activities Association | Topeka | KS | 12/2014 | Present |
| Stonex Securities Inc | Salina | KS | 12/2018 | Present |
| United Capital Management Of Kansas | Salina | KS | 02/2019 | Present |
| United Capital Trust, Inc. | Salina | KS | 02/2019 | Present |
1) United Capital Management RIA 104 E. Iron Ave Salina, KS 67401 Nature of Business: Investment Consultant for Registered Investment Advisory Investment Related: Yes Title: Investment Consultant Duties: Introduce clients to the RIA system Start Date: 11/09/2018 Approximate Hours Devoted to Business: 40 Approximate Hours Devoted to Business during Market Hours: 5 2) United Capital Insurance 104 E. Iron Ave Salina, KS 67401 Nature of Business: Life/Health Insurance Agent Investment Related: No Title: Investment Insurance Agent Duties: Sell Insurance Products Start Date: 11/09/2018 Approximate Hours Devoted to Business: 20 Approximate Hours Devoted to Business during Market Hours: 1 3) United Capital Trust Inc. 104 E. Iron Ave Salina, KS 67401 Nature of Business: Trust Relationship Manager for National Advisors Trust Company, FSB Investment Related: Yes Title: Trust Relationship Manager Duties: Trust Representative Office for NATC Start Date: 11/09/2018 Approximate Hours Devoted to Business: 40 Approximate Hours Devoted to Business during Market Hours: 1 4) Kansas State High School Activities Association 601 SW Commerce Place Topeka, KS 66615 Nature of Business: Officiating Wrestling Investment Related: No Title: Wrestling Referee Duties: Officiating wrestling Start Date: 12/01/2014 Approximate Hours Devoted to Business: 20 hours per month December-February Approximate Hours Devoted to Business during Market Hours: 0 6) UNITED CAPITAL MANAGEMENT, REGISTERED REP, RI-46/ST-02 115 N. KANSAS, NORTON, KS 67654 NATURE OF BUSINESS: NOTARIZE DOCUMENTS INVESTMENT RELATED: NO BUSINESS POSITION, TITLE OR ASSOCIATION: NOTARY PUBLIC BUSINESS DUTIES: NOTARIZE DOCUMENTS BUSINESS START DATE: 01/23/2021 APPROXIMATELY ONE HOUR SPENT ON THIS OBA MONTHLY WITH ZERO DURING MARKET HOURS. 7) Wild Turkey Properties, LLC - 875 3rd St, Phillipsburg, KS 67661 Nature of Business: Ownership in commercial property. Investment Related: No Business Position: Owner Business Duties: Own/manage commercial building Business Start Date: 08/02/2023 Approximately five hours spent on this OBA monthly, with zero during market hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-14 |
| S65 | Uniform Investment Adviser Law Examination | 2019-02-01 |
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