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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-05-15
  • IN RA
    APPROVED
    Since 2024-05-15

Branch Locations

8945 N Meridian St Ste 200, Indianapolis, IN 46260 • United States

Lebanon, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2019 07/2021
Northwestern Mutual Investment Services Llc Zionsville IN 05/2020 01/2022
Student Charleston IL 08/2004 05/2021
Ameriprise Financial Services, Llc Indianapolis IN 03/2022 Present
  • 01/2019 → 07/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2020 → 01/2022
    Northwestern Mutual Investment Services Llc
    Zionsville, IN
  • 08/2004 → 05/2021
    Student
    Charleston, IL
  • 03/2022 → Present
    Indianapolis, IN
Other Businesses

Business Ownership; LBC 2037 LLC; Co-owner; I am coaching a team and opened an LLC to hold the funds for the jersey's, umpiring fees and equipment. There will be no compensation given to anyone and any leftover funds will be returned to the parents.; 831 Detford St, , Lebanon, IN, 46052; Not Investment-Related; 02/28/2026; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Lebanon Touchdown Club; Treasurer; 510 Tiger Way, , Lebanon, IN, 46052; Not Investment-Related; 06/15/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; TGG Operations, LLC; Employee; Manage advisory business; 8945 N Meridian St, , Indianapolis, IN, 46260; Investment-Related; 03/16/2021; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-23
S63 Uniform Securities Agent State Law Examination 2021-03-18
  • S66 Uniform Combined State Law Examination
    2022-06-23
  • S63 Uniform Securities Agent State Law Examination
    2021-03-18
Other Names
  • Grant Johnson

View on SEC IAPD

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