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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-05-15 |
Branch Locations
8945 N Meridian St Ste 200, Indianapolis, IN 46260 • United States
Lebanon, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2019 | 07/2021 |
| Northwestern Mutual Investment Services Llc | Zionsville | IN | 05/2020 | 01/2022 |
| Student | Charleston | IL | 08/2004 | 05/2021 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2022 | Present |
Business Ownership; LBC 2037 LLC; Co-owner; I am coaching a team and opened an LLC to hold the funds for the jersey's, umpiring fees and equipment. There will be no compensation given to anyone and any leftover funds will be returned to the parents.; 831 Detford St, , Lebanon, IN, 46052; Not Investment-Related; 02/28/2026; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Lebanon Touchdown Club; Treasurer; 510 Tiger Way, , Lebanon, IN, 46052; Not Investment-Related; 06/15/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; TGG Operations, LLC; Employee; Manage advisory business; 8945 N Meridian St, , Indianapolis, IN, 46260; Investment-Related; 03/16/2021; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-18 |
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