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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-08
  • TX RA
    APPROVED
    Since 2022-11-08

Branch Locations

13939 Nacogdoches, San Antonio, TX 78217 • United States

6026 Fm 3009, Schertz, TX 78154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na San Antonio TX 11/2018 Present
Jpmorgan Securities Llc. San Antonio TX 11/2018 Present
Wells Fargo Bank N.A. San Antonio TX 12/2017 11/2018
Wells Fargo Bank N.A. San Antonio TX 10/2016 12/2017
Wells Fargo Bank N.A. Willis TX 06/2014 10/2016
Ups San Antonio TX 07/2018 10/2018
  • 11/2018 → Present
    Jp Morgan Chase Bank Na
    San Antonio, TX
  • 11/2018 → Present
    Jpmorgan Securities Llc.
    San Antonio, TX
  • 12/2017 → 11/2018
    Wells Fargo Bank N.A.
    San Antonio, TX
  • 10/2016 → 12/2017
    Wells Fargo Bank N.A.
    San Antonio, TX
  • 06/2014 → 10/2016
    Wells Fargo Bank N.A.
    Willis, TX
  • 07/2018 → 10/2018
    Ups
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-12
S63 Uniform Securities Agent State Law Examination 2019-03-05
  • S66 Uniform Combined State Law Examination
    2022-10-12
  • S63 Uniform Securities Agent State Law Examination
    2019-03-05
Other Names
  • Cesar A Lopez
  • Cesar Lopez
  • Cesar Lopez Solorzano
  • Cesar A Lopez Solorzano
  • Cesar Armando Lopez
  • Cesar Armando Lopez Solorzano
  • Cesar A. Lopez

View on SEC IAPD

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