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Andrew Reid Veach

Veach Family Financial

North Little Rock, AR

CRD 7049447

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Employer firm

Veach Family Financial CRD 115798

$134M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Veach Family Financial

8412 Counts Massie Road, North Little Rock, AR 72113 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-01-02
  • AR RA
    APPROVED
    Since 2026-01-02

Branch Locations

8412 Counts Massie Road, North Little Rock, AR 72113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spirotherm Glendale Heights IL 01/2012 10/2018
Applied Capital Llc Little Rock AR 11/2018 12/2018
Applied Capital Llc Little Rock AR 11/2018 Present
Independent Financial Advisors, Inc. Little Rock AR 09/2022 Present
  • 01/2012 → 10/2018
    Spirotherm
    Glendale Heights, IL
  • 11/2018 → 12/2018
    Applied Capital Llc
    Little Rock, AR
  • 11/2018 → Present
    Applied Capital Llc
    Little Rock, AR
  • 09/2022 → Present
    Independent Financial Advisors, Inc.
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-18
  • S65 Uniform Investment Adviser Law Examination
    2018-12-18

View on SEC IAPD

Nearby Firms

SOWELL MANAGEMENT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC

Nearby Investors

JOHN KEVIN STOPHEL
JOYCE MICHELE COOL
DARYL T SEATON

Nearby Offices

SOWELL MANAGEMENT · NORTH LITTLE ROCK, AR
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NORTH LITTLE ROCK, AR
LPL FINANCIAL LLC · LITTLE ROCK, AR

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