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8412 Counts Massie Road, North Little Rock, AR 72113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-01-02 |
Branch Locations
8412 Counts Massie Road, North Little Rock, AR 72113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spirotherm | Glendale Heights | IL | 01/2012 | 10/2018 |
| Applied Capital Llc | Little Rock | AR | 11/2018 | 12/2018 |
| Applied Capital Llc | Little Rock | AR | 11/2018 | Present |
| Independent Financial Advisors, Inc. | Little Rock | AR | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-18 |
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