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Christopher J Quinn

Charles Schwab & Co., Inc.

Oak Brook, IL

Oak Brook, IL

CRD 4940771

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-26
  • IL RA
    APPROVED
    Since 2022-01-26

Branch Locations

500 W. 22Nd Street, Oak Brook, IL 60523-1955 • United States

540 22Nd Street, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Isd 41 Villa Park IL 01/2005 Present
Td Ameritrade Inc. Chicago IL 07/2007 07/2024
Charles Schwab & Co., Inc. Oak Brook IL 01/2022 Present
Td Ameritrade Investment Management, Llc Chicago IL 07/2007 09/2023
Charles Schwab Bank, Ssb Oak Brook IL 07/2022 Present
  • 01/2005 → Present
    Isd 41
    Villa Park, IL
  • 07/2007 → 07/2024
    Td Ameritrade Inc.
    Chicago, IL
  • 01/2022 → Present
    Oak Brook, IL
  • 07/2007 → 09/2023
    Td Ameritrade Investment Management, Llc
    Chicago, IL
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Oak Brook, IL
Previous Registrations
  • 2007-07-25 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Chicago, IL
    Oak Brook, IL
    Oak Brook, IL
  • 2007-07-25 → 2022-10-14
    Td Ameritrade, Inc.
    Oak Brook, IL
    Schaumburg, IL
  • 2005-09-23 → 2007-07-10
    Lombard, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-22
  • S66 Uniform Combined State Law Examination
    2005-09-22
Other Names
  • Christopher James Quinn

View on SEC IAPD

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