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Katherine Tripp

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-11-15
  • MO RA
    APPROVED
    Since 2023-11-15

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 12/2018 02/2020
Connexions Loyalty St. Louis MO 12/2017 12/2018
Gc Services Weldon Springs MO 08/2017 12/2017
Unemployed St. Louis MO 04/2017 08/2017
Shoe Carnival Fairview Heights IL 01/2016 04/2017
Citigroup O'FAllon MO 03/2020 09/2022
Wells Fargo Clearing Services St. Louis MO 09/2022 11/2023
Stifel, Nicolaus & Company, Incorporated Saint Louis MO 11/2023 Present
  • 12/2018 → 02/2020
    Td Ameritrade
    St. Louis, MO
  • 12/2017 → 12/2018
    Connexions Loyalty
    St. Louis, MO
  • 08/2017 → 12/2017
    Gc Services
    Weldon Springs, MO
  • 04/2017 → 08/2017
    Unemployed
    St. Louis, MO
  • 01/2016 → 04/2017
    Shoe Carnival
    Fairview Heights, IL
  • 03/2020 → 09/2022
    Citigroup
    O'FAllon, MO
  • 09/2022 → 11/2023
    Wells Fargo Clearing Services
    St. Louis, MO
  • 11/2023 → Present
    Stifel, Nicolaus & Company, Incorporated
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-29
S63 Uniform Securities Agent State Law Examination 2019-02-14
  • S66 Uniform Combined State Law Examination
    2021-11-29
  • S63 Uniform Securities Agent State Law Examination
    2019-02-14
Other Names
  • Katherine Melissa Tripp
  • Katherine M Tripp
  • Katherine Tripp

View on SEC IAPD

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