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James E Westbury

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-03-02
  • MO RA
    APPROVED
    Since 2026-03-02

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 12/2018 05/2023
Dierbergs Markets Wildwood MO 06/2017 12/2018
Rockwood School District Eureka MO 03/2017 05/2018
Special School District Florissant MO 01/2016 03/2017
Dierbergs Wildwood MO 06/2011 07/2017
Charles Schwab & Co., Inc. St Louis MO 05/2023 09/2023
Stifel, Nicolaus & Company, Incorporated St Louis MO 09/2023 Present
  • 12/2018 → 05/2023
    Td Ameritrade
    St. Louis, MO
  • 06/2017 → 12/2018
    Dierbergs Markets
    Wildwood, MO
  • 03/2017 → 05/2018
    Rockwood School District
    Eureka, MO
  • 01/2016 → 03/2017
    Special School District
    Florissant, MO
  • 06/2011 → 07/2017
    Dierbergs
    Wildwood, MO
  • 05/2023 → 09/2023
    Charles Schwab & Co., Inc.
    St Louis, MO
  • 09/2023 → Present
    Stifel, Nicolaus & Company, Incorporated
    St Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 2019-02-14
  • S65 Uniform Investment Adviser Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    2019-02-14
Other Names
  • James Edwin Westbury
  • James E Westbury

View on SEC IAPD

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