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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
NC RA APPROVED 2019-06-11
  • TX RA
    APPROVED
    Since 2020-01-02
  • NC RA
    APPROVED
    Since 2019-06-11

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

780 Nw Broad Street Suite 500, Southern Pines, NC 28387 • United States

Aberdeen, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hr Block Raeford NC 01/2016 04/2022
Papa Johns Pizza Raeford NC 08/2018 12/2018
First Command Financial Planning, Inc. Fort Worth TX 11/2018 06/2019
First Command Financial Planning, Inc. Fort Worth TX 06/2019 Present
First Command Advisory Services, Inc. Fort Worth TX 06/2019 Present
First Command Insurance Services, Inc. Fort Worth TX 06/2019 Present
  • 01/2016 → 04/2022
    Hr Block
    Raeford, NC
  • 08/2018 → 12/2018
    Papa Johns Pizza
    Raeford, NC
  • 11/2018 → 06/2019
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 06/2019 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 06/2019 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 06/2019 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Capital Acquisitions Financial Services LLC ; Whether the business is investment-related: Yes ; Address of the other business: 2153 Valleygate Dr, Ste 201 Fayetteville, NC 28304 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 10/1/2023 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: The LLC will be taxed as an S Corp and handle the financial payments to my employees in my role as a Financial Advisor with FC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-11
  • S66 Uniform Combined State Law Examination
    2019-06-11
Other Names
  • Sandi Marie Hayes

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