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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-14
  • TX RA
    APPROVED
    Since 2023-08-14

Branch Locations

5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States

15725 Cypress Woods Medical Dr., Houston, TX 77014 • United States

4555 Sweetwater Blvd., Sugar Land, TX 77479 • United States

5320 Bellaire Blvd., Bellaire, TX 77401 • United States

13230 W. Little York, Houston, TX 77041 • United States

15245 S. W. Freeway, Sugar Land, TX 77478 • United States

555 Grand Parkway, Katy, TX 77450 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 08/2023
King Fabrication Llc Houston TX 05/2016 06/2018
Right Decision Regulatory Consulting Llc Spring TX 01/2017 07/2023
Bok Financial Securities, Inc. Houston TX 08/2023 Present
Bokf, Na Houston TX 08/2023 Present
  • 12/2018 → 08/2023
    St Louis, MO
  • 05/2016 → 06/2018
    King Fabrication Llc
    Houston, TX
  • 01/2017 → 07/2023
    Right Decision Regulatory Consulting Llc
    Spring, TX
  • 08/2023 → Present
    Houston, TX
  • 08/2023 → Present
    Bokf, Na
    Houston, TX
Previous Registrations
  • 2019-02-20 → 2023-08-24
    Spring, TX
    St Louis, MO
    Spring, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-19
  • S66 Uniform Combined State Law Examination
    2019-02-19

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