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Jennifer Lee Cockman

Stifel, Nicolaus & Company, Incorporated

Greensboro, NC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-20
NC RA APPROVED 2017-06-15
  • TX RA
    APPROVED_RES
    Since 2020-03-20
  • NC RA
    APPROVED
    Since 2017-06-15

Branch Locations

629 Green Valley Road Ste 211, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc Greensboro NC 05/2014 06/2017
Stifel Nicolaus & Co Inc Greensboro NC 06/2017 Present
  • 05/2014 → 06/2017
    Oppenheimer & Co Inc
    Greensboro, NC
  • 06/2017 → Present
    Stifel Nicolaus & Co Inc
    Greensboro, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-26
  • S66 Uniform Combined State Law Examination
    2014-04-26
Other Names
  • Jennifer Kathryn Lee

View on SEC IAPD

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