Alexander David Hennessey

Charles Schwab & Co., Inc.

CRD 7047796

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
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WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-07

AZ RA
APPROVED

Since 2023-06-07

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	11/2018	Present
United Association Of Mobile Contract Cleaners	Gilbert	AZ	06/2016	10/2018

11/2018 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ
06/2016 → 10/2018

United Association Of Mobile Contract Cleaners

Gilbert, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-03

S66 Uniform Combined State Law Examination

2019-06-03

Other Names

Alex David Hennessey
Alex D Hennessey

View on SEC IAPD

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