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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-04-10
  • CA RA
    APPROVED
    Since 2019-04-10

Branch Locations

1590 Grant Ave, Novato, CA 94945 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Petaluma CA 08/2004 Present
Wells Fargo Clearing Services Llc Petaluma CA 11/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-10
  • S66 Uniform Combined State Law Examination
    2019-04-10

View on SEC IAPD

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