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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2019-10-28 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 11/2018 | 10/2019 |
| New Age Marketing | Charlotte | NC | 02/2017 | 05/2017 |
| Best Buy | Charlotte | NC | 08/2017 | 02/2019 |
| Red Ventures | Fort Mill | SC | 02/2018 | 05/2018 |
| Student | Florence | SC | 08/2016 | 12/2016 |
| Oppenheimer & Co. Inc. | Washington | DC | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-05 |
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