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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2019-10-28
  • DC RA
    APPROVED
    Since 2019-10-28

Branch Locations

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 11/2018 10/2019
New Age Marketing Charlotte NC 02/2017 05/2017
Best Buy Charlotte NC 08/2017 02/2019
Red Ventures Fort Mill SC 02/2018 05/2018
Student Florence SC 08/2016 12/2016
Oppenheimer & Co. Inc. Washington DC 10/2019 Present
  • 11/2018 → 10/2019
    Wells Fargo Clearing Services
    Charlotte, NC
  • 02/2017 → 05/2017
    New Age Marketing
    Charlotte, NC
  • 08/2017 → 02/2019
    Best Buy
    Charlotte, NC
  • 02/2018 → 05/2018
    Red Ventures
    Fort Mill, SC
  • 08/2016 → 12/2016
    Student
    Florence, SC
  • 10/2019 → Present
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-05
  • S66 Uniform Combined State Law Examination
    2019-02-05
Other Names
  • William Godfrey

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