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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-14
LA RA APPROVED 2020-10-01
  • TX RA
    APPROVED
    Since 2020-10-14
  • LA RA
    APPROVED
    Since 2020-10-01

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 11/2018 Present
Louisiana State University Baton Rouge LA 08/2016 05/2020
Bank Of America, N.A. Baton Rouge LA 10/2021 Present
Other Businesses

I*3210288 Entity Type: Entity Charitable Name of OBA: Baton Rouge Woodworking Club Address: Baton Rouge, Louisiana, 70802 Investment Related: No Position, Title, Association: Officer Employee Start Date: 12/01/2025 Number of Hours: 6, Monthly Number of Hours during trading: 0, Monthly Duties: Hobby Vice President, to build agenda for monthly meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-22
  • S66 Uniform Combined State Law Examination
    2020-07-22
Other Names
  • Brandon Ginn

View on SEC IAPD

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