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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED | 2022-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara | West Chester | PA | 03/2014 | 10/2016 |
| Key Investment Services Llc | Plymouth Meeting | PA | 10/2016 | 11/2019 |
| The Vanguard Group, Inc. | Malvern | PA | 11/2021 | Present |
| Vantage Point Financial Group | Blue Bell | PA | 12/2019 | 01/2021 |
| Unemployed | West Chester | PA | 01/2021 | 11/2021 |
| Vanguard Marketing Corporation | Malvern | PA | 11/2021 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-14 |
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