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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-05-18
  • NH RA
    APPROVED
    Since 2023-05-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Manchester, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 01/2005 09/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2021
Empower Financial Services, Inc Greenwood Village CO 08/2022 Present
Not Employed Manchester NH 09/2021 08/2022
  • 01/2005 → 09/2021
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 07/2018 → 09/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 08/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2021 → 08/2022
    Not Employed
    Manchester, NH
Previous Registrations
  • 2018-07-13 → 2021-10-05
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2009-11-20 → 2018-07-13
    Walnut Creek, CA
    Merrimack, NH
    Berkeley, CA
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-19
S63 Uniform Securities Agent State Law Examination 2005-07-27
  • S66 Uniform Combined State Law Examination
    2009-11-19
  • S63 Uniform Securities Agent State Law Examination
    2005-07-27
Other Names
  • Robert L Torre

View on SEC IAPD

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