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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| ND | RA | APPROVED | 2019-05-23 |
Branch Locations
3050 Sienna Dr S Ste 100, Fargo, ND 58104 • United States
4133 30Th Ave S Ste 105, Fargo, ND 58104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Scottsdale | AZ | 01/2003 | 10/2018 |
| Choice Financial | Fargo | ND | 11/2018 | Present |
| Lpl Financial Llc | Fargo | ND | 12/2018 | Present |
| Ica Group Wealth Management, Llc | Fargo | ND | 11/2021 | Present |
1)12/06/2018 - Choice Financial Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2018 2)12/07/2018 - Choice Financial - Financial Institution Duty - inv rel - at reported business location(s) - start: 11/2018 - 100 hr/mth 3. 08/09/2019 - Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/09/2019 - 20 Hours Per Month/20 Hours During Securities Trading. 4. 12/23/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/07/2021 - 180 Hours Per Month/180 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/03/2022 -TJB Properties LLC- Not Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Partner- Start Date- 07/03/2022- 0 Hours Per Month/ 0 Hours During Securities Trading 6.8/04/2022- GPFG LLC- Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Partner- Start Date- 06/29/2022- 0 Hours Per Month/ 0 Hours During Securities Trading 7. 12/02/2022 - Halstenson & Askew Investments - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/17/2022 - 160 Hours Per Month/8 Hours During Securities Trading 8. 04/26/2023 - Halstenson Askew Wealth Advisors - Investment Related - Fargo, ND - DBA for LPL Business (entity for LPL business) - Start Date 07/01/2023 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-28 |
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