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Wenxin Cao

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-04
  • TX RA
    APPROVED
    Since 2026-03-04

Branch Locations

161 W Spring Creek Pkwy, Plano, TX 75023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc Southlake TX 11/2018 09/2019
Unemployed Hyattsville MD 05/2018 11/2018
Regal Bay Investment Group, Llc Milwaukee WI 07/2017 08/2017
University Of Maryland College Park MD 08/2016 05/2017
Jpmorgan Chase Bank (Tx) Plano TX 09/2019 Present
J.P. Morgan Securities Llc Plano TX 09/2019 Present
Unemployed Hyattsville MD 05/2017 07/2017
University Of Maryland College Park MD 08/2017 05/2018
  • 11/2018 → 09/2019
    Td Ameritrade Inc
    Southlake, TX
  • 05/2018 → 11/2018
    Unemployed
    Hyattsville, MD
  • 07/2017 → 08/2017
    Regal Bay Investment Group, Llc
    Milwaukee, WI
  • 08/2016 → 05/2017
    University Of Maryland
    College Park, MD
  • 09/2019 → Present
    Jpmorgan Chase Bank (Tx)
    Plano, TX
  • 09/2019 → Present
    J.P. Morgan Securities Llc
    Plano, TX
  • 05/2017 → 07/2017
    Unemployed
    Hyattsville, MD
  • 08/2017 → 05/2018
    University Of Maryland
    College Park, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-23
S63 Uniform Securities Agent State Law Examination 2019-04-01
  • S66 Uniform Combined State Law Examination
    2026-02-23
  • S63 Uniform Securities Agent State Law Examination
    2019-04-01

View on SEC IAPD

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