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Aaron Samuel Crocker

LPl Financial LLC

Salt Lake City, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-11-12
  • UT RA
    APPROVED
    Since 2024-11-12

Branch Locations

One South Main Street, Salt Lake City, UT 84133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Salt Lake City UT 11/2018 10/2021
Rhi General Group San Ramon CA 11/2018 02/2019
Brigham Young University Provo UT 09/2014 08/2018
The Ballroom Photographer Kearns UT 03/2016 09/2020
Zions Direct, Inc. Salt Lake City UT 05/2022 10/2024
University Of Utah Healthcare Salt Lake City UT 10/2021 05/2022
Zions Bank Salt Lake City UT 11/2024 Present
Lpl Financial Salt Lake City UT 11/2024 Present
  • 11/2018 → 10/2021
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 11/2018 → 02/2019
    Rhi General Group
    San Ramon, CA
  • 09/2014 → 08/2018
    Brigham Young University
    Provo, UT
  • 03/2016 → 09/2020
    The Ballroom Photographer
    Kearns, UT
  • 05/2022 → 10/2024
    Zions Direct, Inc.
    Salt Lake City, UT
  • 10/2021 → 05/2022
    University Of Utah Healthcare
    Salt Lake City, UT
  • 11/2024 → Present
    Zions Bank
    Salt Lake City, UT
  • 11/2024 → Present
    Lpl Financial
    Salt Lake City, UT
Previous Registrations
Other Businesses

1- 11/2024 / AARON CROCKER PHOTOGRAPHY / Other-Business Owner / Not Investment Related / 5 hrs mth / Kearns UT / Start date: 9/5/2020 2- 11/2024 / Zions Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-04
  • S66 Uniform Combined State Law Examination
    2019-02-04
Other Names
  • Aaron Crocker

View on SEC IAPD

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