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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-03-19 |
Branch Locations
300 East Mitchell, Petoskey, MI 49770 • United States
123 West Main Street, Gaylord, MI 49735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens National Bank | Cheboygan | MI | 01/2016 | 03/2020 |
| Infinex Investments, Inc. | Meriden | CT | 11/2018 | 03/2020 |
| Fifth Third Securities | Petoskey | MI | 03/2020 | Present |
| Fifth Third Bank | Petoskey | MI | 03/2020 | Present |
3307 Beck Road, LLC - Hillsdale, MI - rental property - owner/landlord - 5 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------------------------------- 300 Main Street, LLC - HARBOR SPRINGS, MI 49740 - rental operator - managing member - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------------------------------- Parneys Car Care - 5 E. Carleton Rd., Hillsdale, MI 49242 - Automotive repair - member - 8 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------------------- GWD I, LLC - 300 Main St., Frankfort, MI - banquet hall - manager - 4 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-12 |
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