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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-02 |
| TX | RA | APPROVED | 2021-05-06 |
| UT | RA | APPROVED | 2020-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Orem | UT | 11/2018 | Present |
| Wfgia | Orem | UT | 04/2015 | Present |
| Travel | Tucson | AZ | 11/2015 | 11/2017 |
| Silver Fire Media | Orem | UT | 08/2018 | 09/2018 |
| Roi Solution Center | American Fork | UT | 09/2018 | 11/2018 |
| Innovative Mortgage Alliance | Draper | UT | 10/2021 | Present |
| Lspn Pro, Llc | Lindon | UT | 11/2021 | Present |
| Wealthwave | Johns Creek | GA | 02/2020 | Present |
| Business Network International | Charlotte | NC | 06/2020 | Present |
| Weightless Financial | Las Vegas | NV | 06/2024 | 07/2024 |
| Reidreynoso Enterprises Llc | Orem | UT | 08/2023 | Present |
Sales of insurance and non-insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors Wealthwave | 02/2020 | investment related | approved co-brand company through WFGIA | Johns Creek, GA LSPN Pro, LLC / 1121-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: 2 / Sec Trading Hrs.: 0 / Client communications, Marketing, and referring potential clients INNOVATIVE MORTGAGE ALLIANCE | NOT INVESTMENT RELATED | 12401 S. 450 EAST, SUITE F2 DRAPER, UT 84020 | RESIDENTIAL MORTGAGES | LOAN OFFICER | START DATE: 10/1/2021 | 6hr/mo-0hr During Trading | I would be working as a loan officer receiving split commissions on transactions I referred their way. BUSINESS NETWORK INTERNATIONAL POSITION: Member NATURE: It is a business-owner networking group, no business is done with it directly. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2020 ADDRESS: 11525 N Community House Rd, #475, Charlotte NC 28277, United States DESCRIPTION: I meet with other business owners for the purpose of referring them business to their non-investment-related businesses and obtaining referral for individuals and families that are potential clients for me. In addition to individually meeting with the members I go to a weekly meeting with all the members of my local chapter. REIDREYNOSO ENTERPRISES LLC POSITION: Operations Manager NATURE: Application Processing INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 12 START DATE: 08/10/2023 ADDRESS: 493 South Orem Blvd, Orem UT 84058, United States DESCRIPTION: Our TFA branch/WFG Agency has some employees that are associated with a different agents LLC that help with administrative tasks like processing applications and answering our phones. I train those employees / contractors, especially in how to process applications for the agents clients (life insurance applications primarily, but also securities applications). I trained the assistants on our software programs, like docupace or iGo. And on talking with clients, etc. I also perform administrative tasks such as confirming invoicing, communicating with the payroll company, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-31 |
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