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Chia You Tsai

Commonwealth Financial Network

Austin, TX

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-04
  • TX RA
    APPROVED
    Since 2020-02-04

Branch Locations

7710 N Fm 620 Rd Bldg 13C Unit 210, Austin, TX 78726 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allfluent Wealth Management Austin TX 11/2018 03/2020
Ibm Austin TX 06/2006 08/2018
Commonwealth Financial Network Waltham MA 03/2020 Present
Allfluent Wealth Management Austin TX 03/2020 Present
  • 11/2018 → 03/2020
    Allfluent Wealth Management
    Austin, TX
  • 06/2006 → 08/2018
    Ibm
    Austin, TX
  • 03/2020 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 03/2020 → Present
    Allfluent Wealth Management
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-03
  • S66 Uniform Combined State Law Examination
    2020-02-03
Other Names
  • Joshua Tsai

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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