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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-09
  • IL RA
    APPROVED
    Since 2026-07-09

Branch Locations

3890 E. Main Street, Saint Charles, IL 60174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Hinsdale IL 04/2011 11/2018
Bmo Harris St Charles IL 11/2018 Present
Lpl Financial Llc Naperville IL 03/2021 Present
  • 04/2011 → 11/2018
    Bmo Harris Bank
    Hinsdale, IL
  • 11/2018 → Present
    Bmo Harris
    St Charles, IL
  • 03/2021 → Present
    Naperville, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services  - NAPERVILLE, IL 2) 01/01/1900 - Financial Institution Duty - BMO Harris Bank - NAPERVILLE, IL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-08
S63 Uniform Securities Agent State Law Examination 2019-04-12
  • S65 Uniform Investment Adviser Law Examination
    2026-07-08
  • S63 Uniform Securities Agent State Law Examination
    2019-04-12

View on SEC IAPD

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