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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-01
  • CA RA
    APPROVED
    Since 2026-04-01

Branch Locations

400 Capitol Mall, Sacramento, CA 95814 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-29
  • CA RA
    APPROVED
    Since 2020-07-29

Branch Locations

400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States

Galt, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Stockton CA 06/2006 Present
Wells Fargo Advisors Financial Network Sacramento CA 04/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-28
  • S66 Uniform Combined State Law Examination
    2020-07-28
Other Names
  • Sarah Erin Davidson
  • Sarah Erin Pryor
  • Sarah Carter
  • Sarah Erin Carter
  • Sarah Erin Carter Torres

View on SEC IAPD

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