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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Bank Na | Evergreen Park | IL | 11/2018 | Present |
| Bmo Harris Bank Na | Orland Park | IL | 12/2009 | 11/2018 |
| Lpl Financial Llc | Evergreen Park | IL | 03/2021 | Present |
1) 4/15/2021: BMO Investment Services; At reported business location(s); DBA For LPL Business (entity for LPL Business); Inv. Related. 2) 12/21/2020: No business name; At reported business location(s); Other - Notary; Inv. Related; start date 2/1/2020. 3) 12/21/2020: Fratto Family Living Trust; Act in a Fiduciary Capacity; Midlothian, IL; Inv. Related; start date 5/16/2014. 4) 9/14/23: BMO Bank NA; Financial Institution Duty; EVERGREEN PARK, IL; Inv. Related; start date 12/21/2020; 160hrs/mo.; 40hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-25 |
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