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Tyler Joseph James

Wells Fargo Clearing Services, LLC

Fort Worth, TX

Wichita Falls, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-17
  • TX RA
    APPROVED
    Since 2022-03-17

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

2301 Kell Blvd, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Wichita Falls TX 09/2013 Present
Wells Fargo Clearing Services, Llc Wichita Falls TX 11/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-17
S63 Uniform Securities Agent State Law Examination 2019-05-17
  • S66 Uniform Combined State Law Examination
    2022-03-17
  • S63 Uniform Securities Agent State Law Examination
    2019-05-17

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
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EAGLE STRATEGIES LLC · FORT WORTH, TX

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