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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-01 |
| CA | RA | APPROVED | 2023-04-24 |
| TX | RA | APPROVED_RES | 2023-04-17 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 11/2018 | 01/2020 |
| Ziprecruiter | Tempe | AZ | 07/2018 | 09/2018 |
| T-Mobile | Tempe | AZ | 02/2018 | 07/2018 |
| Silicon Valley Bank | Tempe | AZ | 06/2014 | 02/2018 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2020 | 12/2020 |
| Robinhood Financial, Llc | Tempe | AZ | 01/2021 | 08/2022 |
| Robinhood Markets, Inc | Tempe | AZ | 06/2022 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-18 |
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