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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-21 |
| WA | RA | APPROVED | 2022-07-21 |
Branch Locations
999 3Rd Ave [Wv-Rbo], Seattle, WA 98104 • United States
205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 10/2013 | 07/2022 |
| Bank Of America, N.A. | Seattle | WA | 04/2022 | 07/2022 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-31 |
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