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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-05-06
  • WI RA
    APPROVED
    Since 2024-05-06

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

West Bend, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bancorp Fund Services Milwaukee WI 07/2015 04/2017
Legacy Research Group Delray Beach FL 05/2017 01/2018
Unemployed Delray Beach FL 02/2018 10/2018
Great West Financial Empower Denver CO 11/2018 Present
  • 07/2015 → 04/2017
    Us Bancorp Fund Services
    Milwaukee, WI
  • 05/2017 → 01/2018
    Legacy Research Group
    Delray Beach, FL
  • 02/2018 → 10/2018
    Unemployed
    Delray Beach, FL
  • 11/2018 → Present
    Great West Financial Empower
    Denver, CO
Other Businesses

Consumer mobile application. Investment Related: No. An independent consumer mobile application (iOS and Android) that would allow users to generate custom AI-created emoji and stickers for use in personal text messaging and chat applications. Founder. hours/month: 20. during work hours: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-04-25
S65 Uniform Investment Adviser Law Examination 2018-05-07
  • S63 Uniform Securities Agent State Law Examination
    2019-04-25
  • S65 Uniform Investment Adviser Law Examination
    2018-05-07
Other Names
  • John Van Eerden

View on SEC IAPD

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