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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-03
TX RA APPROVED 2023-09-26
  • FL RA
    APPROVED
    Since 2023-10-03
  • TX RA
    APPROVED
    Since 2023-09-26

Branch Locations

190 Mciver Lane, Rockledge, FL 32955 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

796 Southwinds Dr., Lorena, TX 76655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Solid Rock Enterprises Gause TX 01/2016 12/2019
Benjamin F. Edwards & Co. Temple TX 10/2018 06/2019
Student Gause TX 05/2013 11/2020
J.W. Cole Financial, Inc Tampa FL 05/2023 Present
J.W. Cole Advisors, Inc. Tampa FL 05/2023 Present
Benjamin F. Edwards & Co. Temple TX 06/2019 11/2019
Benjamin F. Edwards & Co. Temple TX 11/2019 10/2020
Solid Rock Enterprises Lorena TX 01/2020 Present
  • 01/2016 → 12/2019
    Solid Rock Enterprises
    Gause, TX
  • 10/2018 → 06/2019
    Benjamin F. Edwards & Co.
    Temple, TX
  • 05/2013 → 11/2020
    Student
    Gause, TX
  • 05/2023 → Present
    J.W. Cole Financial, Inc
    Tampa, FL
  • 05/2023 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 06/2019 → 11/2019
    Benjamin F. Edwards & Co.
    Temple, TX
  • 11/2019 → 10/2020
    Benjamin F. Edwards & Co.
    Temple, TX
  • 01/2020 → Present
    Solid Rock Enterprises
    Lorena, TX
Previous Registrations
Other Businesses

(1) Solid Rock Enterprises - Non investment-related; 1217 Bullhide Creek Rd, Lorena, TX; Manufacturing & Business Services: Director of Finance; Lead Financial Plan and Strategy for company; evaluate financial potential & sustainability of proposed ventures; Develop and manage project plans & budget. Start Date: 2016; 40 hours per month, 5 during trading hours. (2) Financial Cornerstone Group, LLC - Investment Related; 796 Southwinds Dr, Lorena, TX 76655; Paraplanner/Analyst; Financial Planning Support; Start 5/8/2023; 125 hrs/mo, 125 hr/mo during trading. (3) Solid Rock Veterinary Services, LLC; Not investment Related; 796 Southwinds Drive, Lorena, TX 76655; Veterinary Medical Services; Finance Manager; Fractional company financial management (budgeting, planning, analysis); Start 1/30/2024; 10 hours/month during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-23
  • S66 Uniform Combined State Law Examination
    2023-09-23

View on SEC IAPD

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