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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-03 |
| TX | RA | APPROVED | 2023-09-26 |
Branch Locations
190 Mciver Lane, Rockledge, FL 32955 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
796 Southwinds Dr., Lorena, TX 76655 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Solid Rock Enterprises | Gause | TX | 01/2016 | 12/2019 |
| Benjamin F. Edwards & Co. | Temple | TX | 10/2018 | 06/2019 |
| Student | Gause | TX | 05/2013 | 11/2020 |
| J.W. Cole Financial, Inc | Tampa | FL | 05/2023 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 05/2023 | Present |
| Benjamin F. Edwards & Co. | Temple | TX | 06/2019 | 11/2019 |
| Benjamin F. Edwards & Co. | Temple | TX | 11/2019 | 10/2020 |
| Solid Rock Enterprises | Lorena | TX | 01/2020 | Present |
(1) Solid Rock Enterprises - Non investment-related; 1217 Bullhide Creek Rd, Lorena, TX; Manufacturing & Business Services: Director of Finance; Lead Financial Plan and Strategy for company; evaluate financial potential & sustainability of proposed ventures; Develop and manage project plans & budget. Start Date: 2016; 40 hours per month, 5 during trading hours. (2) Financial Cornerstone Group, LLC - Investment Related; 796 Southwinds Dr, Lorena, TX 76655; Paraplanner/Analyst; Financial Planning Support; Start 5/8/2023; 125 hrs/mo, 125 hr/mo during trading. (3) Solid Rock Veterinary Services, LLC; Not investment Related; 796 Southwinds Drive, Lorena, TX 76655; Veterinary Medical Services; Finance Manager; Fractional company financial management (budgeting, planning, analysis); Start 1/30/2024; 10 hours/month during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-23 |
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