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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | St. Louis | MO | 10/2018 | 11/2024 |
| Peta | Los Angeles | CA | 06/2018 | 07/2018 |
| Reign Analytics Llc | Phoenix | AZ | 03/2018 | 10/2018 |
| Cse | Phoenix | AZ | 05/2017 | 02/2018 |
| Sabersim | Phoenix | AZ | 11/2014 | 08/2018 |
| Prudential Insurance Company Of America | St Louis | MO | 01/2019 | Present |
| Lpl Enterprise, Llc | St. Louis | MO | 11/2024 | Present |
1) 10/25/2024-Zimmermann Insurance- Other- Independent contractor who helps with various administrative tasks for the business- INV Related- At St. Louis, MO- Start date 08/01/2019- 5 HRS MTH- 0 HRS During Trading 2) 12/11/2024- Mug Because LLC- Business Owner- This is an LLC for a business that is still dormant in the development stage- Not INV Related- At St. Louis, MO- Start date 03/13/2019- 0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-02 |
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