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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-11
CA RA APPROVED 2019-02-08
  • TX RA
    APPROVED
    Since 2020-11-11
  • CA RA
    APPROVED
    Since 2019-02-08

Branch Locations

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 10/2018 Present
Karp & Weiss, Pc Tucson AZ 08/1999 10/2018
La Mariposa Fitness Tucson AZ 05/2009 Present
Desert Sports & Fitness Tucson AZ 02/2013 Present
49Er Fitness Tucson AZ 01/2016 Present
Jewish Community Center - Tucson Tucson AZ 09/2017 Present
Ymca Of Southern Arizona Tucson AZ 10/2018 Present
Bank Of America, N.A. Tucson AZ 12/2018 Present
  • 10/2018 → Present
    Tucson, AZ
  • 08/1999 → 10/2018
    Karp & Weiss, Pc
    Tucson, AZ
  • 05/2009 → Present
    La Mariposa Fitness
    Tucson, AZ
  • 02/2013 → Present
    Desert Sports & Fitness
    Tucson, AZ
  • 01/2016 → Present
    49Er Fitness
    Tucson, AZ
  • 09/2017 → Present
    Jewish Community Center - Tucson
    Tucson, AZ
  • 10/2018 → Present
    Ymca Of Southern Arizona
    Tucson, AZ
  • 12/2018 → Present
    Bank Of America, N.A.
    Tucson, AZ
Other Businesses

La Mariposa Fitness (Business is not investment-related) Tucson, Arizona 85749 Fitness Center/Gym Group Fitness Instructor Started: 05/2009 4 hours per month, 0 during trading hours Instruct a Fitness Class Desert Sports & Fitness (Business is not investment-related) Tucson, Arizona 85749 Group Fitness Instructor Started: 02/2013 4 hours per month, 0 during trading hours Instruct a Fitness Class 49er Fitness (Business is not investment-related) Tucson, AZ 85749 Group Fitness Instructor Started: 01/2016 4 hours per month, 0 during trading hours Instruct a Fitness Class Tucson Jewish Community Center(Business is not investment-related) Tucson, AZ 85718 Group Fitness Instructor Started: 09/2017 4 hours per month, 1 during trading hours Instruct a Fitness Class YMCA of Southern Arizona (Business is not investment-related) Tucson, Arizona 85701 Group Fitness Instructor Started: 10/2018 1 hours per month, 0 during trading hours Instruct a Fitness Class (currently a sub when needed I*138116 For profit or not for profit: Non-Profit Organization Name of outside business organization: Angel Charity For Children. Inc. Investment related: N Address of business: Tucson, Arizona 85712 Nature of business: Charitable Organization Compensation for Activity: N Position, title, association: Committee Member Start date of relationship: 4/1/2026 Number of hours devoted: 6 hours Monthly Number of hours devoted during trading hours: 0 Duties: I am on the reservations committee for Angel Charity For Children's Poker Party to be held 9/11/2021. we keep track of who is attending the party and who is playing in tournament I*5336269 Entity Type: For Profit Name of OBA: Chuze Fitness Address: Tucson, Arizona, 85710 Investment Related: No Position, Title, Association: Employee Employee Start Date: 08/18/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: Group Fitness instructor Sub for Chuze's Les Mills classes. Instruct a fitness class

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-07
  • S66 Uniform Combined State Law Examination
    2019-02-07
Other Names
  • Mary Catherine Swanton
  • Mary Clements

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