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Luke Alexander Cardenas

Wells Fargo Clearing Services, LLC

Saint Cloud, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-03-08
  • MN RA
    APPROVED
    Since 2019-03-08

Branch Locations

200 33Rd Ave S, Saint Cloud, MN 56301 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Saint Cloud MN 05/2013 Present
Wells Fargo Clearing Services, Llc Saint Cloud MN 10/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-08
S63 Uniform Securities Agent State Law Examination 2019-02-14
  • S65 Uniform Investment Adviser Law Examination
    2019-03-08
  • S63 Uniform Securities Agent State Law Examination
    2019-02-14

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
GRANITE PARTNERS · ST. CLOUD, MN
RBC CAPITAL MARKETS, LLC · ST. CLOUD, MN
U.S. BANCORP ADVISORS, LLC · Saint Cloud, MN
STIFEL, NICOLAUS & COMPANY, INCORPORATED · ST. CLOUD, MN
LPL FINANCIAL LLC · SAINT CLOUD, MN
MIDWEST FINANCIAL PARTNERS · ST. CLOUD, MN

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