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One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-01-02 |
| MT | RA | APPROVED | 2026-01-02 |
| IN | RA | APPROVED | 2024-01-16 |
| TX | RA | APPROVED_RES | 2023-03-13 |
| WA | RA | APPROVED | 2022-03-15 |
Branch Locations
One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade, Inc | New York City | NY | 06/2013 | 10/2016 |
| Edward Jones | St. Louis | MO | 02/2017 | 04/2017 |
| Santander Bank Na | Boston | MA | 04/2017 | 05/2019 |
| Santander Securities Llc | Dorchester | MA | 04/2017 | 05/2019 |
| Citigroup | New York | NY | 05/2019 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 08/2020 | 03/2022 |
| Hohimer Wealth Management, Llc | Seattle | WA | 03/2022 | Present |
| Unemployed | Brooklyn | NY | 10/2016 | 02/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-04 |
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