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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-02-26
TX RA APPROVED 2022-05-03
  • MI RA
    APPROVED
    Since 2025-02-26
  • TX RA
    APPROVED
    Since 2022-05-03

Branch Locations

480 Pierce St Floor 02, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Crossings At Carlsbad Carlsbad CA 01/2015 06/2016
Self Employed Solana Beach CA 04/2014 08/2025
Kestra Financial Services, Inc Carlsbad CA 01/2019 02/2019
Morgan Stanley La Jolla CA 04/2019 04/2022
J.P. Morgan Securities, Llc Palm Beach Gardens FL 04/2022 Present
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 04/2022 Present
Stone Beacon Capital Carlsbad CA 04/2018 02/2019
Unemployed San Diego CA 02/2019 04/2019
  • 01/2015 → 06/2016
    The Crossings At Carlsbad
    Carlsbad, CA
  • 04/2014 → 08/2025
    Self Employed
    Solana Beach, CA
  • 01/2019 → 02/2019
    Kestra Financial Services, Inc
    Carlsbad, CA
  • 04/2019 → 04/2022
    La Jolla, CA
  • 04/2022 → Present
    Palm Beach Gardens, FL
  • 04/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 04/2018 → 02/2019
    Stone Beacon Capital
    Carlsbad, CA
  • 02/2019 → 04/2019
    Unemployed
    San Diego, CA
Previous Registrations
  • 2019-05-14 → 2022-05-13
    Rancho Sante Fe, CA
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-12
  • S66 Uniform Combined State Law Examination
    2019-03-12
Other Names
  • Alisa Diomin
  • Alisa Y Diomin

View on SEC IAPD

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