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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-05-04 |
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
220 Town Center Parkway St204, Spring Hill, TN 37174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2018 | 05/2022 |
| Union University | Jackson | TN | 07/2016 | 11/2018 |
| Raymond James Financial Services, Inc | Pensacola | FL | 05/2022 | 05/2026 |
| Raymond James Financial Services Advisors, Inc | Pensacola | FL | 05/2022 | 05/2026 |
| Gulf Winds Credit Union | Pensacola | FL | 05/2022 | 05/2026 |
| Smith Complete Wealth | Spring Hill | TN | 05/2026 | Present |
| Lpl Financial Llc | Spring Hill | TN | 05/2026 | Present |
1. 4/2026 - Mallard Co, LLC - Business Owner - INV REL - 0 Hour(s)/Month - 0 Hour(s) During Trading - Milton FL 32571 - OBA Start date: 10/16/2023 2. 4/2026 - Mallard Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 175 Hour(s)/Month - 130 Hour(s) During Trading - Milton FL 32571 - OBA Start date: 4/30/2026 3. 5/2026 - Smith Complete Wealth - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - Spring Hill, TN 37174 - OBA Start date: 5/01/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-05 |
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