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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-18 |
| CT | RA | APPROVED | 2022-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westport | CT | 08/2015 | 07/2021 |
| Bank Of America, N.A. | Westport | CT | 08/2015 | 07/2021 |
| Wells Fargo Bank, Na | New Canaan | CT | 07/2021 | 12/2021 |
| Wells Fargo Clearing Services, Llc | New Canaan | CT | 07/2021 | 12/2021 |
| Citigroup | Ridgefield | CT | 12/2021 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ridgefield | CT | 08/2022 | Present |
| Bank Of America, N.A. | Ridgefield | CT | 09/2022 | Present |
I*1084267 For profit or not for profit: For-Profit Organization Name of outside business organization: ZERO GAMING Investment related: N Address of business: Danbury, Connecticut 06810 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 11/21/2022 Number of hours devoted: 20 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: ZERO GAMING is a small esports team I started for fun but recently has been growing and winning prize money and attracting sponsors. ZERO GAMING competes competitively in the video game NBA 2K where we have 5 players and a coach. My role is that of Team Owner / General Manager. I manage player payouts from Prize Money, Sponsorship deals and roster decisions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-07 |
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