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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-06
GA RA APPROVED 2024-06-03
  • FL RA
    APPROVED
    Since 2025-02-06
  • GA RA
    APPROVED
    Since 2024-06-03

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Land O Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. San Diego CA 06/2019 11/2023
Td Ameritrade Tallahassee FL 08/2018 06/2019
Banana Republic Tallahassee FL 05/2018 08/2018
Loft Outlet Tallahassee FL 05/2018 08/2018
Florida State University Tallahassee FL 08/2017 05/2019
Village Inn Tampa FL 05/2017 08/2017
College Tallahassee FL 08/2015 05/2019
Charles Schwab & Co., Inc. San Diego CA 07/2021 Present
Charles Schwab Bank, Ssb San Diego CA 07/2021 Present
  • 06/2019 → 11/2023
    Td Ameritrade, Inc.
    San Diego, CA
  • 08/2018 → 06/2019
    Td Ameritrade
    Tallahassee, FL
  • 05/2018 → 08/2018
    Banana Republic
    Tallahassee, FL
  • 05/2018 → 08/2018
    Loft Outlet
    Tallahassee, FL
  • 08/2017 → 05/2019
    Florida State University
    Tallahassee, FL
  • 05/2017 → 08/2017
    Village Inn
    Tampa, FL
  • 08/2015 → 05/2019
    College
    Tallahassee, FL
  • 07/2021 → Present
    San Diego, CA
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    San Diego, CA
Previous Registrations
  • 2019-10-22 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    Carlsbad, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Omaha, NE
  • 2019-10-22 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
    Carlsbad, CA
    San Diego, CA
    Omaha, NE
    San Diego, CA
Other Businesses

Northlands Church|Investment Related:No|6630 bay cir;norcross;ga;30071;usa|Admin assistant for a religious organization|Admin Assistant|2024-11-03|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|No financial services are being offered. I help with assistant-like work, checking people in for church, printing notes for small group classes, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-21
  • S66 Uniform Combined State Law Examination
    2019-10-21
Other Names
  • Somer Al-Juma
  • Somer Alabed Mohammed Al-Juma
  • Somer Alabed Mohammed Al-Juma
  • Somer Bradshaw
  • Somer Alabed Mohammed Bradshaw

View on SEC IAPD

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