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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-09-20 |
Branch Locations
980 John Adams Parkway, Idaho Falls, ID 83401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Idaho Falls | ID | 10/2018 | 08/2019 |
| World Financial Group, Inc. | Idaho Falls | ID | 04/2018 | 08/2019 |
| Pacific Northwest National Lab | Richland | WA | 09/2015 | 11/2016 |
| Transamerica Financial Advisors, Inc | Idaho Falls | ID | 01/2024 | Present |
| Wfgia | Idaho Falls | ID | 01/2023 | Present |
| Idaho National Laboratory | Idaho Falls | ID | 12/2016 | Present |
| Pacific Northwest National Laboratory | Richland | WA | 09/2015 | 11/2016 |
| Self-Published Author | Idaho Falls | ID | 10/2020 | Present |
| Self-Published Musician | Idaho Falls | ID | 11/1995 | Present |
| Wealthwave | Johns Creek | GA | 01/2023 | Present |
| Netlaw | Louisville | KY | 07/2023 | Present |
| Lspn Pro Llc | Lindon | UT | 04/2024 | Present |
| Inheritguard, Llc | Sheridan | WY | 11/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. IDAHO NATIONAL LABORATORY/Investment Related - No/1955 N. Fremont Ave, Idaho Falls, ID 83405 phone: 866-495-7440/It is a Department of Energy national laboratory./Tour guide/12.2016/160/128/I give tours to people who visit the lab. SELF-PUBLISHED AUTHOR/Investment Related - No/Shelly Norman, 786 Masters Drive, Idaho Falls, ID 03401 509-492-7484/I have a self-published book/Author/10.2020/1/0/I wrote the book. It is available for purchase through on-demand printing. Amazon prints and mails the book. SELF-PUBLISHED MUSICIAN/Investment Related - No/786 Masters Drive, Idaho Falls, ID 83402 509-492-7484/I recorded an album of harp music in 1995. It is one several streaming services. I get a small commission from the music./Harpist/11.1995/0/0/Now that it is published, I do nothing with it. WEALTHWAVE/Investment Related - No/6475 E Johns Xing, Johns Creek, GA 30097 (770) 418-0300/The marketing arm of WFG/Associate/01.2023/3/0/I use WealthWave to market my WFG business NETLAW/Investment Related - No/12910 Shelbyville Road, Suite 124 Louisville, Kentucky 40243/Referral partners for Living Wills and Trusts/Agent/07.2023/1/0/I refer people who want a Living Will and Trust to Netlaw INHERITGUARD, LLC POSITION: Administrative Liaison NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2024 ADDRESS: ? 30 N Gould Street #41954, Sheridan WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-01 |
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