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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-22 |
| WI | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Eau Claire | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Eau Claire | WI | 11/2016 | Present |
NOTARY; INVESTMENT RELATED; EAU CLAIRE, WI; START DATE 2006; LESS THAN 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING. MARKIN FOUNDATION, INC; NOT INVESTMENT RELATED; EAU CLAIRE,WI; SECRETARY; START DATE 05/21/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS THE MUSEUM, MARKETING, AND MEMORABILIA. AMERICAN FOUNDATION FOR SUICIDE PREVENTION ; NOT INV RELATED;NEW YORK,NY; SUICIDE PREVENTION; FUNDRAISING EVENT COMMITTEE MEMBER; START DATE: 7/23/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-05 |
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