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Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-13
IA RA APPROVED 2018-10-26
  • TX RA
    APPROVED_RES
    Since 2020-11-13
  • IA RA
    APPROVED
    Since 2018-10-26

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

231 W. Main Street Suite 102, Cherokee, IA 51012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Fund Management, Llc The Villages FL 10/2018 Present
Unemployed Dunlap IA 06/2018 10/2018
Keller Insurance And Financial Services, Inc. Missouri Valley IA 01/2018 05/2018
Knights Of Columbus Dunlap IA 10/2016 12/2017
South Dakota State University Brookings SD 08/2004 09/2016
Fokken Financial Services Cherokee IA 10/2018 Present
  • 10/2018 → Present
    The Villages, FL
  • 06/2018 → 10/2018
    Unemployed
    Dunlap, IA
  • 01/2018 → 05/2018
    Keller Insurance And Financial Services, Inc.
    Missouri Valley, IA
  • 10/2016 → 12/2017
    Knights Of Columbus
    Dunlap, IA
  • 08/2004 → 09/2016
    South Dakota State University
    Brookings, SD
  • 10/2018 → Present
    Fokken Financial Services
    Cherokee, IA
Other Businesses

1) Fokken Financial Services, Not investment related, 231 West Main Street Suite 102, Cherokee, IA 51012, Insurance, annuities, Long Term Care and Disability Insurance. Position: Sole proprietor or independent Contractor/Insurance Agent, Start Date: 10/25/18; Hrs devoted/month to business: 60 hrs; Hrs devoted during securities trading hours: 40 hrs; Duties of other business. Contract to sell life, Long term Care and disability insurance as well as annuities. 2) Fokken Investments, LLC; Owner; Investment related; 231 West Main Street Suite 102, Cherokee, IA 51012; Entity for tax purposes only; Start Date: 12/18/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-15
  • S65 Uniform Investment Adviser Law Examination
    2018-10-15
Other Names
  • Paul Fokken

View on SEC IAPD

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