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1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-13 |
| IA | RA | APPROVED | 2018-10-26 |
Branch Locations
1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
231 W. Main Street Suite 102, Cherokee, IA 51012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Fund Management, Llc | The Villages | FL | 10/2018 | Present |
| Unemployed | Dunlap | IA | 06/2018 | 10/2018 |
| Keller Insurance And Financial Services, Inc. | Missouri Valley | IA | 01/2018 | 05/2018 |
| Knights Of Columbus | Dunlap | IA | 10/2016 | 12/2017 |
| South Dakota State University | Brookings | SD | 08/2004 | 09/2016 |
| Fokken Financial Services | Cherokee | IA | 10/2018 | Present |
1) Fokken Financial Services, Not investment related, 231 West Main Street Suite 102, Cherokee, IA 51012, Insurance, annuities, Long Term Care and Disability Insurance. Position: Sole proprietor or independent Contractor/Insurance Agent, Start Date: 10/25/18; Hrs devoted/month to business: 60 hrs; Hrs devoted during securities trading hours: 40 hrs; Duties of other business. Contract to sell life, Long term Care and disability insurance as well as annuities. 2) Fokken Investments, LLC; Owner; Investment related; 231 West Main Street Suite 102, Cherokee, IA 51012; Entity for tax purposes only; Start Date: 12/18/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-15 |
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