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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-04-10 |
| OK | RA | APPROVED | 2023-04-04 |
| TX | RA | APPROVED | 2023-04-04 |
| GA | RA | APPROVED | 2023-02-06 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Marietta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated | Florham Park | NY | 10/2018 | 06/2019 |
| Speedway Llc | Edison | NJ | 06/2018 | 10/2018 |
| Kean University | Union | NJ | 01/2016 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | Chamblee | GA | 02/2021 | 03/2022 |
| J.P. Morgan Securities Llc | Chamblee | GA | 02/2021 | 03/2022 |
| New Acquisitions | Atlanta | GA | 02/2020 | 01/2021 |
| Bank Of America Corp | Florham Park | NY | 10/2018 | 06/2019 |
| Comprehensive Fire Technologies | Metuchen | NJ | 08/2017 | 08/2018 |
| Unemployed | Parlin | NJ | 07/2019 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Alpharetta | GA | 03/2022 | 11/2022 |
| E*Trade Securities Llc | Alpharetta | GA | 10/2022 | 11/2022 |
| Thrivent Financial | Appleton | WI | 11/2022 | Present |
| Thrivent Investment Management Inc. | Minneapolis | MN | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-28 |
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